Capital Markets
Research Sales and Trading

Our Company

We are a full service investment banking and brokerage firm focused on raising capital for emerging technology companies addressing high-growth industry sectors. We provide a range of services including:

  • Public and Private Equity Offerings
  • Research
  • Sales and Trading
  • Strategic and Financial Advisory Services
  • Wealth Management
  • Institutionally focused distribution serving a broad investor base of small-to-mid cap fund managers throughout the United States
  • Over $500 million equity raised to date
Capital Markets

Emerging Growth Equities, Ltd. was ranked among the top 25 brokerage firms nationally in 2004 by Placement Tracker. We provide the following investment banking services to our corporate clientele:

  • Public and Private Equity Offerings
  • Short-term Bridge Financing
  • Mergers and Acquisition Services
  • Financial and Strategic Advisory Services
  • Fairness Opinions and Valuation Analyses

Research

Emerging Growth Equities, Ltd.'s research team identifies businesses early in their development cycle while they are building momentum and within reach of significant milestones.

Our research coverage focuses on high-growth companies within the following industry groups:
  • Medical Technology & Healthcare Services
  • Semiconductor Design & Engineering
  • Software Products & Consulting Services
  • Special Situations

Sales and Trading

Emerging Growth Equities, Ltd. has an experienced sales team that focuses on positioning small-capitalization, emerging technology companies with high quality institutional investors.

Our institutional sales team fosters long-term relationships with institutional investors and money managers throughout the United States. Our sales team actively coordinates with our research, capital markets and trading departments to match each investment with the right investors.

Wealth Management

EGE Advisors, Ltd. provides the following services to its clientele:

  • Comprehensive Financial Planning
  • Sophisticated Asset Allocation Modeling
  • Fee-based Investment Management
  • Insurance Design and Implementation
  • Markets Served: High Net Worth Individuals, Charitable Organizations, and Business Clientele