PRIVACY POLICY

Emerging Growth Equities, Ltd. ("EGE") believes that it is important that you fully understand the firm's policy concerning your privacy on the Internet. EGE recognizes the importance of protecting the privacy of our customers and safeguarding your personal and financial information. EGE's Privacy Policy addresses the type of information we gather and the reasons for the collection, use and protection of this information.

As a broker/dealer registered with the Securities and Exchange Commission and the National Association of Securities Dealers, EGE must obtain personal information about you. This information assists us in servicing your account. EGE understands that you may be concerned about the security of your personal information, especially when you use the Internet, and EGE is committed to safeguarding your privacy when you access our website.

We only use your personal information to help us service your account, to improve our services to you, to provide you with products you have requested, and to inform you about additional products or services that may be of interest to you. We do not sell personal information to anyone. We will share personal information with third parties only upon giving you additional notice or asking for your permission. We do reserve the right to disclose or report personal information in limited circumstances where we believe in good faith that disclosure is required under law, to cooperate with regulators or law enforcement authorities, to perform necessary credit checks or collect or report debts owed to us, or to protect our rights or property.

Use of Personal Information 
Portions of EGE's website require registration. Users are requested to provide us with contact information such as name and email address, as well as financial information. The financial information that is collected is used to check the user's qualifications for access to certain portions of EGE's website. The collection and use of personal information is limited to what is necessary to administer our business and to provide you with information that is appropriate for you.

EGE policy requires that employees with access to confidential customer information may not use or disclose the information except for business use. All employees are required to safeguard such information.

Cookies
EGE uses cookies to assist us in enhancing the performance of our website. A "cookie" is an element of data that a website can send to your browser, which may then store it on your system. Cookies are used to provide tailored information from a website. The cookies this site creates do not contain any personal information. They merely allow the site to recognize that a page request comes from someone who has already logged on. You can set your browser to notify you when you receive a cookie, giving you the chance to decide whether to accept it. Cookies enhance the performance of the website by providing a secure way for us to verify your identity during your use of the website and they make your visit to our site more convenient for you.

Email Communications 
EGE reserves the right to use your email address to send you important information relating to your account. This includes communications regarding specific transactions and/or regulatory requirements concerning your account. Email is an important means of communication between EGE and its customers as well as with prospective customers.

If you do not want to receive communications from us via email, you may opt-out of receiving communications from us in this manner. Please contact EGE at customerservice@egequities.com or call 888-293-1800.

Your Password and Other Security Issues 
Your password is your personal entry key into the protected portions of the EGE website. You should never share it with anyone and you should change it periodically. You can change your password any time you believe your password is no longer secure. Please contact EGE at 
customerservice@egequities.com or call 888-293-1800 to change your password.

Links
The EGE website contains links to other websites. EGE is not responsible for the privacy practices or the content of such websites.

Change of Information 
Personal information submitted to EGE may be reviewed, changed or corrected at any time. You are responsible for maintaining the accuracy and completeness of your personal and other information, and to alert EGE to any material changes in the information submitted.

Consent
By opening an account with EGE or by using the EGE website, you consent to the collection and use of personal information by EGE. This privacy statement reflects EGE's current business practices and procedures and is subject to change in accordance with those practices and procedures. In the event of a change, a revised privacy statement will be posted immediately to our website. You should review the privacy statement periodically to remain informed of any changes.